MF Global

Results: 146



#Item
91United States securities law / Self-regulatory organizations / Financial services / Financial Industry Regulatory Authority / Financial regulation / MF Global / Net capital rule / Broker-dealer / Securities Investor Protection Corporation / Financial economics / Finance / Financial system

Testimony of Stephen Luparello Vice Chairman Financial Industry Regulatory Authority Before the Committee on Agriculture U.S. House of Representatives

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Source URL: agriculture.house.gov

Language: English - Date: 2011-12-07 16:10:18
92Primary dealers / European sovereign debt crisis / MF Global / Financial markets / Securities Investor Protection Corporation / Futures contract / Short / Bank / Financial economics / Finance / Investment

TESTIMONY OF THE NATIONAL GRAIN AND FEED ASSOCIATION TO THE COMMITTEE ON AGRICULTURE U.S. HOUSE OF REPRESENTATIVES December 8, 2011

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Source URL: agriculture.house.gov

Language: English - Date: 2011-12-07 16:08:51
93Securities Investor Protection Act / Madoff investment scandal / MF Global / Economics / Business / Financial economics / Investment / Securities Investor Protection Corporation

Microsoft Word - 24934439_18.DOCX

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Source URL: www.stanford-antigua-sec-lawsuit.com

Language: English - Date: 2013-02-13 13:52:27
94Primary dealers / European sovereign debt crisis / MF Global / Credit / Repurchase agreement / LCH.Clearnet / Goldman Sachs / Government debt / Security / Financial economics / Finance / Economics

Microsoft Word - 14277047_7.DOCX

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Source URL: agriculture.house.gov

Language: English - Date: 2011-12-08 06:27:27
95Financial markets / Financial system / MF Global / Securities Investor Protection Corporation / Futures contract / Commodity Futures Trading Commission / Commodity Pool Operator / National Futures Association / Short / Financial economics / Commodities market / Finance

TESTIMONY OF DANIEL J. ROTH PRESIDENT AND CHIEF EXECUTIVE OFFICER NATIONAL FUTURES ASSOCIATION BEFORE THE COMMITTEE ON AGRICULTURE U.S. HOUSE OF REPRESENTATIVES December 8, 2011

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Source URL: agriculture.house.gov

Language: English - Date: 2011-12-07 16:09:52
96Finance / Business / Recovery of funds from the Madoff investment scandal / MF Global / Financial economics / Investment / Securities Investor Protection Corporation

SECURITIES INVESTOR P R OT E C T I O N C O R P O R AT I O N How SIPC Protects You Understanding the

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Source URL: www.stanford-antigua-sec-lawsuit.com

Language: English - Date: 2011-12-07 14:30:25
97Financial markets / Commodities market / European sovereign debt crisis / MF Global / Commodity Futures Trading Commission / Futures contract / Gary Gensler / Commodity Exchange Act / National Futures Association / Financial economics / Business / Finance

The Future of the Commodity Futures Market: How Customer Segregated Accounts Can Be Better Protected From Insolvent Futures Commission Merchants Zachary T. Brumfield 1

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Source URL: globalmarkets.jmls.edu

Language: English - Date: 2013-12-05 16:27:58
98Business / Economics / Economic history / MF Global / Criminal investigation / Late-2000s financial crisis / Stanford Financial Group

Microsoft Word - FAQs_re_Customer_Brokerage_Accounts Intl.- Final.doc

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Source URL: www.stanfordfinancialreceivership.com

Language: English - Date: 2009-04-11 11:58:32
99Commodities market / Foreign exchange market / Financial services / Commodity Futures Trading Commission / Commodity pool / Commodity Pool Operator / Commodity Exchange Act / MF Global / Foreign exchange regulation / Financial economics / Finance / Investment

Microsoft Word - 68905335_1.DOCX

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Source URL: www.sec.gov

Language: English - Date: 2012-01-23 11:51:46
100Financial services / Financial markets / Derivative / Stock market / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Commodity Futures Trading Commission / MF Global / Futures contract / Financial economics / Investment / Finance

Alternative Investment Management Association Elizabeth M. Murphy, Secretary Securities and Exchange Commission, 100 F Street, NE Washington, DC 20549–1090 By electronic submission: http://www.sec.gov/rules/proposed.sh

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Source URL: www.sec.gov

Language: English - Date: 2013-02-22 17:15:18
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